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1835 Market Street Suite 500, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-09-20 |
Branch Locations
1835 Market Street Suite 500, Philadelphia, PA 19103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 12/2017 | 07/2019 |
| Unos Chicago Grill | Philadelphia | PA | 11/2002 | 12/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 05/2015 | 12/2017 |
| Fidelity Brokerage Services | King Of Prussia | PA | 07/2019 | 06/2024 |
| Roffman Miller Associates, Inc. | Philadelphia | PA | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-27 |
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