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Robert Allan Riegen

Roffman Miller Associates Inc

Philadelphia, PA

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Current Employers
Roffman Miller Associates Inc

1835 Market Street Suite 500, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-09-20
  • PA RA
    APPROVED
    Since 2024-09-20

Branch Locations

1835 Market Street Suite 500, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 12/2017 07/2019
Unos Chicago Grill Philadelphia PA 11/2002 12/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 05/2015 12/2017
Fidelity Brokerage Services King Of Prussia PA 07/2019 06/2024
Roffman Miller Associates, Inc. Philadelphia PA 07/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-27
  • S66 Uniform Combined State Law Examination
    2018-02-27
Designations
Other Names
  • Robert Bruce Groendyke
  • Robert Allan Riegen
  • Robert Riegen

View on SEC IAPD

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