Johnathon James Hoffman

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 10/2018
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 11/2016 → 10/2018
  Northwestern Mutual Investment Services Llc
  Morristown, NJ
• 01/2011 → 10/2018
  Clientxclient
  Basking Ridge, NJ
• 04/2016 → 10/2018
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 11/2018 → Present
  Fisher Investments
  Camas, WA

Other Businesses

?Name of the other business: JOHN JAMES WEEKLY ?Investment-related? NO ?Address of the other business: 2500 BENNETT AVENUE APT 1212 DALLAS, TEXAS ?Nature of the other business: BROAD-BASED MINDSET COACHING THROUGH YOUTUBE & POSTINGS ON A WEBSITE, FOCUSED ON YOUNG ADULTS TO HELP NAVIGATE TODAY'S BUSINESS ENVIRONMENT ?Position, title, or relationship with the other business:FOUNDER ?Start date of your relationship: 8/18/20 ?Approximate number of hours/month you devote to the other business: SIX TO TEN ?Number of hours you devote to the other business during securities trading hours: ZERO ?Duties relating to the other business: CREATE WEBSITE, CONTENT, EDIT CHANNEL & EDIT VIDEOS the name of the other business;JOHN HOFFMAN DAILY whether the business is investment-related; NO the address of the other business; 1922 ASHBY ST UNIT B DALLAS TX 75204 the nature of the other business; TRADING CARDS your position; EMPLOYEE/OWNER the start date of your relationship; 3/16/21 the approximate number of hours/month you devote to the other business; SIX TO TEN the number of hours you devote to the other business during securities trading hours; ZERO and briefly describe your duties relating to the other business; BUY AND SELL TRADING CARDS

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-12-17
• S63 Uniform Securities Agent State Law Examination
  2016-12-22

Other Names

• John James Hoffman