Christopher Ryan Preisig

Current Employers

Upstate Financial Planning, Llc

Simpsonville, SC • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2022-07-08

SC RA
APPROVED

Since 2022-07-08

Branch Locations

Simpsonville, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lincoln Financial Securities Corporation	Greenville	SC	08/2015	07/2022
Upstate Financial Planning, Llc	Simpsonville	SC	04/2022	Present
Carolinas Wealth Management Group	Greenville	SC	09/2008	Present

08/2015 → 07/2022

Lincoln Financial Securities Corporation

Greenville, SC
04/2022 → Present

Upstate Financial Planning, Llc

Simpsonville, SC
09/2008 → Present

Carolinas Wealth Management Group

Greenville, SC

Previous Registrations

2015-08-27 → 2022-07-14

Osaic Fs, Inc.

Simpsonville, SC

Other Businesses

1) CAROLINAS WEALTH MANAGEMENT GROUP, INC 3 CALEDON COURT SUITE C GREENSVILLE, SC 29615 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFERS ACCIDENT/HEALTH INSURANCE, FIXED/INDEXED ANNUITIES AND TRADITIONAL LIFE INSURANCE PRODUCTS. START DATE: 07/2015 HOURS PER MONTH: 150 HOURS PER MONTH DURING TRADING HOURS: 150 2) CHRISTOPHER PREISIG 65 BARLOW COURT SIMPSONVILLE, SC 29681 CATEGORY: NOTARY PUBLIC INVESTMENT-RELATED: NO TITLE: NOTARY PUBLIC DUTIES: NOTARIZE DOCUMENTS. START DATE: 09/2021 HOURS PER MONTH: 1 HOURS PER MONTH DURING TRADING HOURS: 1 I am a licensed insurance agent and receive commissions from insurance and annuity related business.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-08-26

S66 Uniform Combined State Law Examination

2015-08-26

Other Names

Chrsitopher Ryan Preisig

View on SEC IAPD