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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-01-07 |
| TX | RA | APPROVED | 2022-01-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mount Laurel | NJ | 02/2015 | 01/2022 |
| Morgan Stanley Smith Barney Llc | Mount Laurel | NJ | 01/2022 | Present |
*480693 - St. Paul's Episcopal Church; Investment related - No; Camden, New Jersey; Charitable, Non-Profit; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 01/2020; During business hours: 0; After business hours: 6; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-10 |
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