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500 W. Madison Street Suite 500, Chicago, IL 60661 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-10-18 |
Branch Locations
500 W. Madison Street Suite 500, Chicago, IL 60661 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deawm Distributors, Inc. | Chicago | IL | 09/2015 | 07/2019 |
| Northern Trust Securities, Inc. | Chicago | IL | 07/2019 | 02/2021 |
| Northern Trust Bank | Chicago | IL | 07/2019 | 02/2021 |
| Charles Schwab & Co., Inc. | Schaumburg | IL | 05/2021 | 08/2023 |
| Charles Schwab Bank, Ssb | Schaumburg | IL | 05/2021 | 08/2023 |
| Performance Trust Capital Partners, Llc | Chicago | IL | 08/2023 | 01/2025 |
| Pt Asset Management, Llc | Chicago | IL | 08/2023 | Present |
| Alps Distributors, Inc. | Denver | CO | 02/2025 | Present |
PT Asset Management; Investment-Related; 500 W. Madison St. #500, Chicago IL 60661; Asset Management; Director of Fixed Income; 09/01/2023; 160 HRS/MON; 130 HRS/MON During Trading Hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-26 |
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