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Stephen Anthony Carella

LPl Financial LLC

Southington, CT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2019-09-13
  • CT RA
    APPROVED
    Since 2019-09-13

Branch Locations

360 N Main St Ste 4, Southington, CT 06489 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Paul Raymond Cheshire CT 02/2015 05/2017
Woodbury Financial Services Inc Cheshire CT 05/2017 08/2019
Lpl Financial Southington CT 09/2019 Present
  • 02/2015 → 05/2017
    Paul Raymond
    Cheshire, CT
  • 05/2017 → 08/2019
    Woodbury Financial Services Inc
    Cheshire, CT
  • 09/2019 → Present
    Lpl Financial
    Southington, CT
Previous Registrations
  • 2016-05-13 → 2019-09-17
    Woodbury Financial Services, Inc.
    Southington, CT
Other Businesses

9/13/2019 - DBA for LPL Business (entity for LPL business) - RAYMOND WEALTH MANAGEMENT LLC - Investment Related - Southington, CT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-04
  • S66 Uniform Combined State Law Examination
    2016-05-04

View on SEC IAPD

Other Firms

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CETERA INVESTMENT ADVISERS LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
COMMONWEALTH FINANCIAL NETWORK
OSAIC INSTITUTIONS, INC.
GWN SECURITIES INC.

Other Investors

GIUSEPPE MANCINI
MARC ALAN DYNDER
MICHAEL PRZYGOCKI
Nicholas Provera
Edward Lawrence Graham-Handley
JOSEPH GHISLAIN PLANTE
Angela Rose Roy
KHUONG TRUNG HO

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Southington, CT
EDWARD JONES · SOUTHINGTON, CT
STATE FARM INVESTMENT MANAGEMENT CORP. · Southington, CT
AMERIPRISE FINANCIAL SERVICES, LLC · SOUTHINGTON, CT
CETERA INVESTMENT ADVISERS LLC · SOUTHINGTON, CT
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SOUTHINGTON, CT
LPL FINANCIAL LLC · SOUTHINGTON, CT
COMMONWEALTH FINANCIAL NETWORK · Southington, CT

More in Southington, CT

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