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Matthew Ross Johnson

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

Charlotte, NC

Mooresville, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-08-16
TX RA APPROVED 2016-07-12
NC RA APPROVED 2015-05-06
  • VA RA
    APPROVED
    Since 2022-08-16
  • TX RA
    APPROVED
    Since 2016-07-12
  • NC RA
    APPROVED
    Since 2015-05-06

Branch Locations

9000 Southside Blvd Ci Client Management, Jacksonville, FL 32256 • United States

401 N Tryon St Ci Client Management, Charlotte, NC 28255 • United States

Mooresville, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 02/2015 Present
Bank Of America, N.A. Charlotte NC 08/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-05
  • S66 Uniform Combined State Law Examination
    2015-05-05

View on SEC IAPD

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