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400 Broadway, Cincinnati, OH 45202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-11-20 |
Branch Locations
8520 Allison Pointe Blvd Suite 110, Indianapolis, IN 46250 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Indianapolis | IN | 04/2015 | 12/2018 |
| Mml Investors Services | Indianapolis | IN | 09/2015 | 12/2018 |
| Delaware Life | Indianapolis | IN | 04/2018 | 10/2018 |
| Fitzmark | Indianapolis | IN | 10/2018 | 02/2019 |
| Thrivent Investment Management Inc | Carmel | IN | 02/2019 | 08/2021 |
| Thrivent Financial | Appleton | WI | 02/2019 | 04/2019 |
| Thrivent Financial | Appleton | WI | 04/2019 | 08/2021 |
| Oxford Financial Group, Ltd | Carmel | IN | 08/2021 | 01/2022 |
| Four Quadrant Wealth Advisors, Inc. | Carmel | IN | 03/2022 | 09/2022 |
| Pruco Securities, Llc | Indianapolis | IN | 09/2022 | 05/2024 |
| The Prudential Insurance Company Of America | Indianapolis | IN | 09/2022 | 05/2024 |
| Self Employed | Indianapolis | IN | 05/2024 | 11/2024 |
| Western Southern Life | Indianapolis | IN | 11/2024 | Present |
| W&S Brokerage Services, Inc | Indianapolis | IN | 11/2024 | Present |
Western Southern Life - Indianapolis, IN - Staff Manager
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-27 |
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