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Current Employers
W&S Brokerage Services, Inc.

400 Broadway, Cincinnati, OH 45202 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-11-20
  • IN RA
    APPROVED
    Since 2024-11-20

Branch Locations

8520 Allison Pointe Blvd Suite 110, Indianapolis, IN 46250 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Indianapolis IN 04/2015 12/2018
Mml Investors Services Indianapolis IN 09/2015 12/2018
Delaware Life Indianapolis IN 04/2018 10/2018
Fitzmark Indianapolis IN 10/2018 02/2019
Thrivent Investment Management Inc Carmel IN 02/2019 08/2021
Thrivent Financial Appleton WI 02/2019 04/2019
Thrivent Financial Appleton WI 04/2019 08/2021
Oxford Financial Group, Ltd Carmel IN 08/2021 01/2022
Four Quadrant Wealth Advisors, Inc. Carmel IN 03/2022 09/2022
Pruco Securities, Llc Indianapolis IN 09/2022 05/2024
The Prudential Insurance Company Of America Indianapolis IN 09/2022 05/2024
Self Employed Indianapolis IN 05/2024 11/2024
Western Southern Life Indianapolis IN 11/2024 Present
W&S Brokerage Services, Inc Indianapolis IN 11/2024 Present
  • 04/2015 → 12/2018
    Mass Mutual Life Insurance Company
    Indianapolis, IN
  • 09/2015 → 12/2018
    Mml Investors Services
    Indianapolis, IN
  • 04/2018 → 10/2018
    Delaware Life
    Indianapolis, IN
  • 10/2018 → 02/2019
    Fitzmark
    Indianapolis, IN
  • 02/2019 → 08/2021
    Carmel, IN
  • 02/2019 → 04/2019
    Thrivent Financial
    Appleton, WI
  • 04/2019 → 08/2021
    Thrivent Financial
    Appleton, WI
  • 08/2021 → 01/2022
    Carmel, IN
  • 03/2022 → 09/2022
    Carmel, IN
  • 09/2022 → 05/2024
    Indianapolis, IN
  • 09/2022 → 05/2024
    The Prudential Insurance Company Of America
    Indianapolis, IN
  • 05/2024 → 11/2024
    Self Employed
    Indianapolis, IN
  • 11/2024 → Present
    Western Southern Life
    Indianapolis, IN
  • 11/2024 → Present
    Indianapolis, IN
Previous Registrations
Other Businesses

Western Southern Life - Indianapolis, IN - Staff Manager

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-22
S63 Uniform Securities Agent State Law Examination 2017-11-27
  • S65 Uniform Investment Adviser Law Examination
    2020-07-22
  • S63 Uniform Securities Agent State Law Examination
    2017-11-27
Other Names
  • Kyle Robert Thomas
  • Kyle Thomas

View on SEC IAPD

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