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Alessandro Paolocci

J.P. Morgan Securities LLC

Miami, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-10-19
TX RA APPROVED 2023-10-18
  • FL RA
    APPROVED
    Since 2023-10-19
  • TX RA
    APPROVED
    Since 2023-10-18

Branch Locations

1450 Brickell Ave Floor 33, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Miami FL 02/2018 Present
Jpmorgan Securities Llc Miami FL 02/2018 Present
Unemployed Miami FL 08/2017 02/2018
Kiki On Th River Miami FL 02/2017 08/2017
Seaspice Miami FL 09/2014 11/2016
Unemployed Miami FL 11/2016 02/2017
Jpmorgan Chase Bank Na Miami FL 05/2017 08/2017
  • 02/2018 → Present
    Jpmorgan Chase Bank Na
    Miami, FL
  • 02/2018 → Present
    Jpmorgan Securities Llc
    Miami, FL
  • 08/2017 → 02/2018
    Unemployed
    Miami, FL
  • 02/2017 → 08/2017
    Kiki On Th River
    Miami, FL
  • 09/2014 → 11/2016
    Seaspice
    Miami, FL
  • 11/2016 → 02/2017
    Unemployed
    Miami, FL
  • 05/2017 → 08/2017
    Jpmorgan Chase Bank Na
    Miami, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-18
S63 Uniform Securities Agent State Law Examination 2018-05-25
  • S65 Uniform Investment Adviser Law Examination
    2023-10-18
  • S63 Uniform Securities Agent State Law Examination
    2018-05-25

View on SEC IAPD

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