Peter Klimkow

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 09/2018
  Zacks Investment Management
  Chicago, IL
• 11/2016 → 09/2018
  Lbmz Securities Inc.
  Chicago, IL
• 10/2018 → 09/2023
  E*Trade Securities Llc
  Chicago, IL
• 10/2018 → 09/2023
  E*Trade Capital Management Llc
  Chicago, IL
• 03/2023 → 03/2025
  Morgan Stanley Smith Barney Llc
  Chicago, IL
• 04/2025 → Present
  Charles Schwab & Co, Inc
  Chicago, IL
• 04/2025 → Present
  Charles Schwab Bank, Ssb
  Chicago, IL

Previous Registrations

• 2023-09-05 → 2025-03-28
  Morgan Stanley
  Chicago, IL
• 2018-10-18 → 2023-09-05
  Harrisdirect Llc
  Chicago, IL
  Arlington, VA
• 2015-07-30 → 2020-01-21
  Zacks Investment Management, Inc.
  Chicago, IL

Other Businesses

1) Metropolitan Family Services - Legal Aid Society | Investment Related:No|101 North Wacker Drive, 17th Floor|Chicago|IL|60606|US|Nonprofit Charitable Organizations|Member of Associates Board|6/14/2024|20-40|0|Limited responsibilities - just a yearly donation for $250 and attendance at events. Annual phone call and 2 fundraising events. Maybe 1-2 hour a month commitment outside of events. No financial services responsibilities or obligations.

Exams

• S63 Uniform Securities Agent State Law Examination
  2017-04-18
• S65 Uniform Investment Adviser Law Examination
  2015-07-30

Other Names

• Peter Fischer Klimkow