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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-02-05 |
| NY | RA | APPROVED | 2025-02-05 |
Branch Locations
West Winfield, NY • United States
3815 Macarthur Blvd Suite 201, New Orleans, LA 70114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Advanced Group Financial Services, Llc | Utica | NY | 01/2007 | 02/2023 |
| Royal Alliance | Utica | NY | 01/2021 | 02/2023 |
| Osaic | New Orleans | LA | 01/2025 | Present |
| Commonwealth Financial Network | New Hartford | NY | 02/2023 | 10/2024 |
| Cg Capital | New Hartford | NY | 02/2023 | 10/2024 |
1. Plan Wisely Wealth Advisors Investment Related: Yes; Address: 3815 MacArthur Blvd #201 New Orleans, LA 70114 Position: Registered Admin starting 10/30/2024 Full time; Provide administrative support to Osaic representatives doing business as Plan Wisely Wealth Advisors under OSJ supervision/Investment Advisory Services through New Century Financial Group.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-13 |
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