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Brian James Kessler

Wells Fargo Clearing Services, LLC

Bethesda, MD

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2017-05-03
TX RA APPROVED 2017-05-03
  • MD RA
    APPROVED
    Since 2017-05-03
  • TX RA
    APPROVED
    Since 2017-05-03

Branch Locations

7600 Wisconsin Ave Ste 900, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Llc Bethesda MD 05/2017 Present
Ubs Financial Services Bethesda MD 11/2015 05/2017
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-16
  • S66 Uniform Combined State Law Examination
    2015-11-16

View on SEC IAPD

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