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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-09-15
  • TX RA
    APPROVED
    Since 2017-09-15

Branch Locations

13455 Noel Road 20Th Floor, Dallas, TX 75240 • United States

Frisco, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Dallas TX 02/2011 Present
Mml Investors Services, Llc Dallas TX 04/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-09
S63 Uniform Securities Agent State Law Examination 2016-08-17
  • S65 Uniform Investment Adviser Law Examination
    2017-08-09
  • S63 Uniform Securities Agent State Law Examination
    2016-08-17

View on SEC IAPD

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