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40 South River Road Bedford Place Unit 15, Bedford, NH 03110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2019-02-22 |
| NH | RA | APPROVED | 2018-12-04 |
Branch Locations
40 South River Road Bedford Place Unit 15, Bedford, NH 03110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Merrimack | NH | 02/2015 | 03/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Danvers | MA | 04/2018 | 10/2018 |
| Bank Of America, N.A. | Danvers | MA | 04/2018 | 10/2018 |
| Apw Capital | Rockaway | NJ | 11/2018 | Present |
| Brophy Wealth Management | Bedford | NH | 11/2018 | Present |
(1) Brophy Wealth Management LLC; Bedford, NH; Business type: RIA; Duties: financial planner and insurance; Title: Associate Wealth Manager; Time spent: 100%; date started: 11/5/2018.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 2015-05-04 |
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