Sarah H Shockley

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 10/2021
  Stifel
  St. Louis, MO
• 05/2014 → 10/2019
  Fallons Bar And Grill
  Olivette, MO
• 11/2017 → 10/2021
  Heavy Riff Brewery
  St. Louis, MO
• 10/2021 → 03/2025
  Raymond James And Associates, Inc
  St Petersburg, FL
• 06/2022 → 10/2022
  New Generation Corp
  Clearwater, FL
• 04/2025 → Present
  Raymond James Financial Services
  Saint Petersburg, FL
• 04/2025 → Present
  Raymond James Financial Services Advisors
  Saint Petersburg, FL

Previous Registrations

• 2021-11-22 → 2025-04-15
  Raymond James & Associates, Inc.
  St. Petersburg, FL
• 2018-08-20 → 2021-10-22
  Stifel, Nicolaus & Company, Incorporated
  St. Louis, MO
• 2020-11-16 → 2021-10-22
  Stifel Independent Advisors, Llc
  St. Louis, MO

Exams

• S66 Uniform Combined State Law Examination
  2018-08-17