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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-08-19 |
| VA | RA | APPROVED | 2021-08-19 |
Branch Locations
Williamsburg, VA • United States
701 Town Center Drive Suite 902, Newport News, VA 23606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors, Inc. | Augusta | GA | 03/2015 | 12/2016 |
| Wells Fargo Clearing Services, Llc | Atlanta | GA | 01/2017 | 07/2018 |
| Morgan Stanley | Newport News | VA | 08/2021 | Present |
| Wells Fargo Clearing Services, Llc | Pittsburgh | PA | 07/2018 | 08/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-18 |
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