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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-11-17
CO RA APPROVED 2025-11-14
TX RA APPROVED 2025-11-14
  • FL RA
    APPROVED
    Since 2025-11-17
  • CO RA
    APPROVED
    Since 2025-11-14
  • TX RA
    APPROVED
    Since 2025-11-14

Branch Locations

5299 Dtc Suite 1350, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Centennial CO 02/2015 11/2025
University Of Colorado Denver Denver CO 08/2013 Present
Gps Wealth Strategies Group, Llc Centennial CO 01/2017 Present
Osaic Wealth, Inc. Greeenwood Village CO 11/2025 Present
  • 02/2015 → 11/2025
    Centennial, CO
  • 08/2013 → Present
    University Of Colorado Denver
    Denver, CO
  • 01/2017 → Present
    Gps Wealth Strategies Group, Llc
    Centennial, CO
  • 11/2025 → Present
    Greeenwood Village, CO
Previous Registrations
  • 2017-01-03 → 2025-11-14
    Gps Wealth Strategies Group, Llc
    Centennial, CO
    Centennial, CO
    Greenwood Village, CO
    Greenwood Village, CO
  • 2015-09-14 → 2025-08-21
    Centennial, CO
    Colorado Springs, CO
    Boulder, CO
    Broomfield, CO
    Colorado Springs, CO
    Denver, CO
Other Businesses

1. 05/20/2016 * Grizzle Financial Inc * DBA for LPL Business (entity for LPL business) * inv rel * 8301 E Prentice Ave, Ste 403 Greenwood Village, CO 80111 * start 08/06/2015 * 160 hrs/mo; 6 hrs. during secs trdg hrs. 2. 5/8/2018 - GPS Wealth Strategies Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 01/03/2017 - 30 Hours Per Month/25 Hours During Securities Trading - I provide investment advisory services through GPS Wealth Strategies Group, an independent investment advisor firm. I started this business activity in 4/20418. I expect to spend approximately 30 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 11/15/2023 - True Wealth Advisors, Inc. - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/2/2023 - 160 Hrs/Mo During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-14
  • S66 Uniform Combined State Law Examination
    2015-09-14

View on SEC IAPD

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