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Regina R Prajapati

Raymond James & Associates, Inc.

Chicago, IL

Chicago, IL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-01-02
IL RA APPROVED 2016-09-06
  • TX RA
    APPROVED_RES
    Since 2018-01-02
  • IL RA
    APPROVED
    Since 2016-09-06

Branch Locations

Chicago, IL • United States

120 S Riverside Suite 700, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc. Chicago IL 04/2009 09/2016
Raymond James & Associates, Inc. Chicago IL 09/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-12
  • S66 Uniform Combined State Law Examination
    2006-05-12
Other Names
  • Regina John
  • Regina Rose Johns

View on SEC IAPD

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