James Bradley Garner

Current Employers

Employment History

• 05/2016 → 11/2016
  Tmfs Advisors, Llc
  Washington, DC
• 11/2016 → 09/2018
  Financial Engines Advisors L.L.C.
  Vienna, VA
• 09/2018 → 07/2022
  Janney Montgomery Scott Llc
  Washington, DC
• 07/2022 → 01/2024
  Janney Montgomery Scott Llc
  Washington, DC
• 04/2024 → Present
  Lpl Financial
  Rockville, MD

Previous Registrations

• 2018-09-18 → 2024-01-29
  Janney Montgomery Scott Llc
  Washington, DC
• 2016-11-30 → 2018-03-09
  Edelman Financial Engines
  Vienna, VA
• 2016-05-12 → 2016-11-30
  Financial Engines Advisor Center, Llc
  Vienna, VA
  Overland Park, KS
• 2012-02-23 → 2015-12-21
  Tiaa-Cref Individual & Institutional Services, Llc
  Washington, DC
• 2010-06-30 → 2012-01-11
  Morgan Stanley
  Washington, DC
• 2010-01-29 → 2010-04-22
  Park Avenue Securities Llc
  Charlotte, NC
• 2009-06-01 → 2009-08-14
  New England Securities
  Charlotte, NC
• 2007-03-21 → 2009-03-18
  Banc Of America Investment Services, Inc.
  Charlotte, NC
  Boston, MA
  Charlotte, NC
  Boston, MA

Other Businesses

1) 04/11/2024 - Key Wealth Managers - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 04/2024 - 160 Hr/Mth 2) 04/11/2024 - James Garner Rental Property - Co-Owner, Real Estate Rental - Inv Rel - Oakland, MD - Start: 05/2022 - 1 Hr/Mth 3) 05/14/2024 - JBG Wealth Planning, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 04/25/2024 - 1 Hour Per Month/ During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2019-04-12
• S65 Uniform Investment Adviser Law Examination
  2007-03-20

Designations

Other Names

• James B Garner
• Brad Garner