Kerry Rose Witterschein

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → 06/2018
  Ubs Financial Services Inc.
  Bend, OR
• 06/2018 → 01/2019
  Outside In
  Bend, OR
• 01/2019 → 07/2022
  Raymond James Financial Services, Inc.
  Bend, OR
• 04/2019 → 07/2022
  Raymond James Financial Services Advisors Inc.
  Bend, OR
• 07/2022 → Present
  Ubs Financial Services
  Bend, OR

Previous Registrations

• 2019-04-12 → 2022-08-10
  Raymond James Financial Services Advisors, Inc
  Bend, OR

Other Businesses

1) Name of Business: The Westhoff Group Address: 255 SW Bluff Dr Ste 200, Bend, OR, 97702, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 05/14/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Registered Sales Assistant for The Westhoff Group of Raymond James Financial Services 2) Name of Business : Alrohumo LLC Address: 255 SW Bluff Dr Ste 200,Bend, OR Nature of the Business: Support Company/DBA (Non-Owner) Position/Title: Employee Investment Related: No Start Date: 01/09/2019 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Investment Advisor Representative, Operations Manager, Registered Sales Assistant

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-03-25
• S66 Uniform Combined State Law Examination
  2015-11-03

Other Names

• Kerry Rose Faria