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Sean Joseph Connolly

J.P. Morgan Securities LLC

Hercules, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-04-26
CA RA APPROVED 2021-02-18
  • TX RA
    APPROVED_RES
    Since 2023-04-26
  • CA RA
    APPROVED
    Since 2021-02-18

Branch Locations

4040 San Pablo Ave Ste B, Hercules, CA 94547 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Zachary Taylor, Llc Napa CA 02/2015 09/2016
Jpmorgan Chase Bank, N.A. Richmond CA 12/2020 12/2022
J.P. Morgan Securities Llc Richmond CA 01/2021 12/2022
House Of Prime Rib (Betz & Sons) San Francisco CA 02/2011 06/2020
Unemployed Hercules CA 07/2020 11/2020
J.P. Morgan Securities Llc Fairfield CA 12/2022 Present
Jpmorgan Chase Bank, N.A. Fairfield CA 12/2022 Present
  • 02/2015 → 09/2016
    Zachary Taylor, Llc
    Napa, CA
  • 12/2020 → 12/2022
    Jpmorgan Chase Bank, N.A.
    Richmond, CA
  • 01/2021 → 12/2022
    J.P. Morgan Securities Llc
    Richmond, CA
  • 02/2011 → 06/2020
    House Of Prime Rib (Betz & Sons)
    San Francisco, CA
  • 07/2020 → 11/2020
    Unemployed
    Hercules, CA
  • 12/2022 → Present
    J.P. Morgan Securities Llc
    Fairfield, CA
  • 12/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Fairfield, CA
Previous Registrations
  • 2015-07-07 → 2016-09-10
    Zachary Taylor Llc
    Napa, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-11
S63 Uniform Securities Agent State Law Examination 2020-08-07
  • S65 Uniform Investment Adviser Law Examination
    2020-08-11
  • S63 Uniform Securities Agent State Law Examination
    2020-08-07

View on SEC IAPD

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