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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-07-10 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 02/2015 | 06/2020 |
| Prudential Insurance Company Of America | Indianapolis | IN | 06/2020 | 07/2023 |
| Pruco Securities, Llc. | Indianapolis | IN | 06/2020 | 07/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2023 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 07/2023 | Present |
1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. 07/07/2023 2. THE AMERICAN LEGION, 601 S Holt Rd, Indianapolis IN 46241, 07/2023, VOLUNTEER BOARD MEMBER, NIR, 6 HR/MO - 0 HR/MO TRADING 3. VETERAN CFO ALLIANCE LLC D/B/A CROSSROADS CYBERWORKS, 4407 HICKORY STICK ROW GREENWOOD IN 46143, 06/2026, MANAGING MEMBER, DBA NAME, NIR, 80 HR/MO - 0 HR/MO TRADING 4. WILLO FINANCIAL SOLUTIONS, Greenwood IN 46143, 07/2023, OWNER, DBA, INV REL, 125 HR/MO - 115 HR/MO TRADING 5. CRUMP LIFE INSURANCE SERVICES, Greenwood IN 46143, 07/2023, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 10 HR/MO - 10 Trading 6. ISC2, 4407 Hickory Stick Row, Greenwood IN 46143, United States, 09/16/2024, W2 Employee, NIR, 80 HR/MO 8 HR/MO Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-11 |
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