Nancy Thi Tran

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2018-11-23

WA RA
APPROVED

Since 2018-11-23

Branch Locations

17615 108Th Ave Se Ste C, Renton, WA 98055 • United States

12770 Gateway Drive, Tukwila, WA 98168 • United States

508 Sw 152Nd St, Burien, WA 98166 • United States

26710 Maple Valley Black Diamond Rd Se, Maple Valley, WA 98038 • United States

17307 Se 272Nd St #110, Covington, WA 98042 • United States

1002 Park Ave N Ste L, Renton, WA 98057 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Becu (Formerly: Boeing Employee Credit Union)	Tukwila	WA	03/2012	Present
Lpl Financial Llc	Tukwila	WA	02/2015	Present

03/2012 → Present

Becu (Formerly: Boeing Employee Credit Union)

Tukwila, WA
02/2015 → Present

Lpl Financial Llc

Tukwila, WA

Other Businesses

1. 6/25/2015 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name BECU Investment Services - Started 02/23/2015 - 160 Hours Per Month During Securities Trading - Time Spent 100%. 2. 10/23/2019 - No Business Name - Investment Related - Renton, WA 98059 - Real Estate Rental - Started 08/27/2018 - 1 Hour Per Month/0 Hours During Securities Trading - Rental property.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-11-20

S66 Uniform Combined State Law Examination

2018-11-20