Michael Anthony Tavel

Employer firm

Tavel Insurance & Financial Services, LLC CRD 301989

$5.00M regulatory AUM 37 advisory clients

Reported services (Item 5G)

• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2004 → Present
  Lpl Financial Llc
  Indianapolis, IN
• 06/2011 → Present
  Charter Advisory Corporatoin
  Indianapolis, IN
• 04/2019 → Present
  Tavel Insurance & Financial Services, Llc
  Indianapolis, IN

Previous Registrations

• 2011-06-03 → 2019-05-14
  Charter Advisory Corporation
  Indianapolis, IN
• 2007-02-20 → 2013-03-27
  Lpl Financial Llc
  Noblesville, IN
  Fishers, IN
  Indianapolis, IN

Other Businesses

(1) 09/16/2004: No Business Name - Non-Variable Insurance - INV REL - At Reported Business Location(s) - SELL FIXED ANNUITIES, UNIVERSAL & WHOLE LIFE, TERM, DIS, LTC, MEDICARE SUPPLEMENTS & HEALTH INSURANCE (2) 1/24/2012 - Charter Advisory Corporation - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 06/2011 - 40 Hours Per Month - Time Spent 25% - I provide investment advisory services through Charter Advisory Corporation, an independent investment advisor firm. I started this business activity in 06/2011. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (3) 05/23/2013: Tavel Insurance & Financial Services, LLC - Business Entity For Tax/Investment Purposes Only - INV REL - At Reported Business Location(s) (4) 08/20/2013: Charter Advisory - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) (5) 08/02/2016: No Business Name - Real Estate Rental - INV REL - 4933 Fall Creek Road, Indianapolis, IN 46220 - Started 01/01/1996 - Owns four (4) rental properties - 5 Hr/Mo; 0 Hours During Securities Trading (6) 08/02/2016: Tavel Insurance - Non-Variable Insurance - INV REL - 250 E. 96th Street, Suite 200, Indianapolis, IN 46240 - Started 01/01/2012 - a) Title: Insurance Advisor, Role: Insurance Sales b) I place Long Term Care Insurance business through Long Term Care Producers Group (LTCPG) and Long Term Care Resources (LTCR). I place fixed and indexed Life Insurance business through Magellan Financial and Ash Brokerage. I place Disability Insurance business through Ash Brokerage. c) I am paid on the carrier level. d) I do run my commissions through my own agency. - 20 Hr/Mo; 20 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-02-19
• S63 Uniform Securities Agent State Law Examination
  2004-11-04