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One National Life Drive, Montpelier, VT 05604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-07-27 |
Branch Locations
One National Life Drive, Montpelier, VT 05604 • UNITED STATES
Saratoga Springs, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Purshe Kaplan Sterling Investments | Albany | NY | 07/2016 | 03/2021 |
| Cabot Lodge Securities Llc | Manhattan | NY | 06/2019 | 03/2021 |
| Equity Services Inc | Montpelier | VT | 03/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-07-26 |
| S66 | Uniform Combined State Law Examination | 2016-03-16 |
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