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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-08-30 |
| TX | RA | APPROVED | 2024-08-30 |
Branch Locations
Six Tower Bridge, 181 Washington Street Suite 500, Conshohocken, PA 19428-2000 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Bank | Yardley | PA | 02/2013 | 01/2018 |
| Pnc Bank | Doylestown | PA | 01/2018 | 03/2019 |
| Wells Fargo Clearing Services, Llc | Conshohocken | PA | 08/2022 | 08/2024 |
| Mr Cooper | Coppell | TX | 09/2020 | 05/2022 |
| Pnc Bank | Doylestown | PA | 03/2019 | 08/2020 |
| Unemployed | Warrington | PA | 05/2022 | 08/2022 |
| Rbc Capital Markets, Llc | Conshohocken | PA | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 2018-07-19 |
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