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Davis Wesley Cain

Whiterock Wealth Design, LLC

Fayetteville, AR

CRD 6451683

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Employer firm

Whiterock Wealth Design, LLC CRD 342236

$633M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Whiterock Wealth Design, Llc

4426 North Waterside Court 110, Fayetteville, AR 72703 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2026-06-04
TX RA APPROVED 2026-06-04
  • AR RA
    APPROVED
    Since 2026-06-04
  • TX RA
    APPROVED
    Since 2026-06-04

Branch Locations

4426 North Waterside Court 110, Fayetteville, AR 72703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Whiterock Wealth Design, Llc Fayetteville AR 06/2026 Present
Morgan Stanley Smith Barney Llc Little Rock AR 10/2018 11/2018
Ualr Little Rock AR 08/2017 10/2018
Horizon Dental Group Little Rock AR 12/2015 08/2017
Morgan Stanley Smith Barney Llc Little Rock AR 05/2019 06/2019
Unemployed Little Rock AR 11/2018 05/2019
Morgan Stanley Little Rock AR 06/2019 04/2021
Morgan Stanley Private Bank, N.A New York NY 11/2019 04/2021
Raymond James Financial Services Fayetteville AR 04/2021 06/2026
Raymond James Financial Services Advisors Fayetteville AR 04/2021 06/2026
  • 06/2026 → Present
    Fayetteville, AR
  • 10/2018 → 11/2018
    Morgan Stanley Smith Barney Llc
    Little Rock, AR
  • 08/2017 → 10/2018
    Ualr
    Little Rock, AR
  • 12/2015 → 08/2017
    Horizon Dental Group
    Little Rock, AR
  • 05/2019 → 06/2019
    Morgan Stanley Smith Barney Llc
    Little Rock, AR
  • 11/2018 → 05/2019
    Unemployed
    Little Rock, AR
  • 06/2019 → 04/2021
    Little Rock, AR
  • 11/2019 → 04/2021
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 04/2021 → 06/2026
    Raymond James Financial Services
    Fayetteville, AR
  • 04/2021 → 06/2026
    Raymond James Financial Services Advisors
    Fayetteville, AR
Previous Registrations
Other Businesses

(1)Name of Business: Cain Financial, LLC Address: 4426 N Waterside Ct # 110, Fayetteville, AR, 72703, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/02/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Accounting (2) CREEKVIEW HOA; NO; 623 N DREWRYS BLUFF RD FAYETTEVILLE, AR 72704; HOMEOWNERS ASSOCIATION; TREASURER; 2025; 5-10 HOURS/YR; 0; I HELP RUN THE HOMEOWNERS ASSOCIATION-- THIS INCLUDES ENSURING ACCOUNTS PAYABLE ARE UP TO DATE, INSURANCE/SERVICES ARE ADEQUATE, AND RESPONDING TO HOME RENOVATION REQUESTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-05
  • S66 Uniform Combined State Law Examination
    2019-08-05
Other Names
  • Davis Wesley Cain
  • Davis Cain
  • Davis W Cain

View on SEC IAPD

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