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4426 North Waterside Court 110, Fayetteville, AR 72703 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2026-06-04 |
| TX | RA | APPROVED | 2026-06-04 |
Branch Locations
4426 North Waterside Court 110, Fayetteville, AR 72703 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Whiterock Wealth Design, Llc | Fayetteville | AR | 06/2026 | Present |
| Morgan Stanley Smith Barney Llc | Little Rock | AR | 10/2018 | 11/2018 |
| Ualr | Little Rock | AR | 08/2017 | 10/2018 |
| Horizon Dental Group | Little Rock | AR | 12/2015 | 08/2017 |
| Morgan Stanley Smith Barney Llc | Little Rock | AR | 05/2019 | 06/2019 |
| Unemployed | Little Rock | AR | 11/2018 | 05/2019 |
| Morgan Stanley | Little Rock | AR | 06/2019 | 04/2021 |
| Morgan Stanley Private Bank, N.A | New York | NY | 11/2019 | 04/2021 |
| Raymond James Financial Services | Fayetteville | AR | 04/2021 | 06/2026 |
| Raymond James Financial Services Advisors | Fayetteville | AR | 04/2021 | 06/2026 |
(1)Name of Business: Cain Financial, LLC Address: 4426 N Waterside Ct # 110, Fayetteville, AR, 72703, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/02/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Accounting (2) CREEKVIEW HOA; NO; 623 N DREWRYS BLUFF RD FAYETTEVILLE, AR 72704; HOMEOWNERS ASSOCIATION; TREASURER; 2025; 5-10 HOURS/YR; 0; I HELP RUN THE HOMEOWNERS ASSOCIATION-- THIS INCLUDES ENSURING ACCOUNTS PAYABLE ARE UP TO DATE, INSURANCE/SERVICES ARE ADEQUATE, AND RESPONDING TO HOME RENOVATION REQUESTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-05 |
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