Louis Shamel Frye

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2022 → 09/2022
  Truist Investment Services, Inc.
  New York, NY
• 07/2014 → 08/2018
  Td Bank
  New York, NY
• 09/2018 → 07/2022
  Pnc Bank
  Scranton, PA
• 11/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 03/2021 → Present
  Movement Thru Sports Inc
  New York, NY
• 01/2023 → Present
  Bank Of America N.A.
  New York, NY

Previous Registrations

• 2012-03-02 → 2013-04-23
  Citigroup Global Markets Inc.
  Freeport, NY
  Freeport, NY
  New York, NY
• 2008-10-01 → 2011-01-11
  Hsbc Securities (Usa) Inc.
  New York, NY
  New York, NY
• 2007-03-28 → 2007-05-17
  Wells Fargo Clearing Services, Llc
  Hartsdale, NY
• 2005-11-28 → 2006-03-16
  Ameriprise Financial Services, Llc
  Kew Gardens, NY

Other Businesses

I*1096250For profit or not for profit: Entity For ProfitName of outside business organization: Movement Thru Sports IncInvestment related: NAddress of business: New York, New YorkNature of business: ["Corporation"]Position, title, association: ["Owner"], Start date of relationship: 12/2/2022Number of hours devoted: 1 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: Purpose: To provide Mentorship and basketball skill training to inner city youth based throughout the tri-state.

Exams

• S66 Uniform Combined State Law Examination
  2023-02-13

Other Names

• Louis Shamel Frye
• Louis S Frye