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Yifeng Tong

Wells Fargo Clearing Services, LLC

San Jose, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-03-24
TX RA APPROVED_RES 2017-06-12
  • CA RA
    APPROVED
    Since 2023-03-24
  • TX RA
    APPROVED_RES
    Since 2017-06-12

Branch Locations

50 W San Fernando St Ste 1500, San Jose, CA 95113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Charlotte NC 02/2017 Present
University Of North Carolina At Charlotte Charlotte NC 08/2014 12/2016
Wells Fargo Clearing Services Charlotte NC 01/2015 Present
  • 02/2017 → Present
    Wells Fargo Clearing Services
    Charlotte, NC
  • 08/2014 → 12/2016
    University Of North Carolina At Charlotte
    Charlotte, NC
  • 01/2015 → Present
    Wells Fargo Clearing Services
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-27
S63 Uniform Securities Agent State Law Examination 2017-04-14
  • S65 Uniform Investment Adviser Law Examination
    2023-02-27
  • S63 Uniform Securities Agent State Law Examination
    2017-04-14
Other Names
  • Benjamin Tong

View on SEC IAPD

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