Best Investors
Account
Sign in
Best Investors
Account
Sign in
Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-12-19 |
Branch Locations
5433 Westheimer Rd Suite 800, Houston, TX 77056 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investor Services, Llc | Houston | TX | 08/2015 | 12/2022 |
| Massmutual Life Insurance Co | Houston | TX | 04/2015 | 12/2022 |
| Cetera Investment Services Llc | Saint Cloud | MN | 12/2022 | Present |
| Cetera Investment Advisers Llc | Houston | TX | 12/2022 | Present |
1. NELSON NASH INSTITUTE, INFINITE BANKING PRACTITIONER, 5/HRS/WK. 2. DISABILITY INSURANCE (TRULUMA)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 2015-11-30 |
Reach out to this advisor