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333 South Hope Street, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-01-22 |
| NV | RA | APPROVED | 2024-12-23 |
| CA | RA | APPROVED | 2024-12-20 |
| IL | RA | APPROVED | 2024-12-20 |
| NY | RA | APPROVED | 2024-12-20 |
| TX | RA | APPROVED | 2024-12-18 |
Branch Locations
11100 Santa Monica Blvd. 18Th Floor, Los Angeles, CA 90025 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Schoolsfirst Credit Union / Cuna Brokerage Svcs, Inc. | Santa Ana | CA | 01/2016 | 07/2021 |
| Capital Group / American Funds Distributors, Inc. | San Antonio | TX | 08/2021 | 01/2023 |
| Capital Group / Capital Group Private Client Services, Inc. | Los Angeles | CA | 01/2023 | Present |
| Hospitality Parking Group | Anaheim | CA | 07/2025 | Present |
HOSPITALITY PARKING GROUP POSITION: Valet Attendant NATURE: Greet guests of establishment, give them valet ticket, park car, take ticket and return keys and car to guest INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2025 ADDRESS: 440 S Anaheim Blvd, Anaheim CA 92805, United States DESCRIPTION: Greet guests of establishment, give them valet ticket, p[ark car, take ticket and return keys and car to guest
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-17 |
| S63 | Uniform Securities Agent State Law Examination | 2015-05-08 |
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