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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-07-21 |
| NV | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | San Jose | CA | 09/2016 | 10/2016 |
| Waddell & Reed Inc | Fresno | CA | 10/2016 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Fresno | CA | 10/2016 | 10/2016 |
| Beachbody Llc | Santa Monica | CA | 08/2017 | 07/2021 |
| Ameriprise Financial | Campbell | CA | 04/2015 | 09/2016 |
| Money Mailer Of South San Jose | San Jose | CA | 03/2018 | 06/2019 |
| River Park Little League | Fresno | CA | 12/2020 | 07/2021 |
| Lpl Financial Llc | Fresno | CA | 07/2021 | Present |
1. 09/02/2021 - Ralston Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 5/2020 - 0 Hrs/Mth - 0 Hrs During Trading. 2. 09/02/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 11/2016 - 4 Hours Per Month 3. 06/09/2025 - Ralston Financial Inc. - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - Start Date:06/05/2025 - 150 Hrs/Mth - 100 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-12 |
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