Liam Ian Jones

Current Employers

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2026-08-07
TX	RA	APPROVED	2026-08-07

OH RA
APPROVED

Since 2026-08-07
TX RA
APPROVED

Since 2026-08-07

Branch Locations

8544 Hickory Hill Drive, Poland, OH 44514 • United States

222 West Adams Suite 2450, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Canfield	OH	02/2015	08/2026
Bank Of America N.A.	Canfield	OH	11/2019	08/2026
Rockefeller Financial Llc	Poland	OH	08/2026	Present

02/2015 → 08/2026

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Canfield, OH
11/2019 → 08/2026

Bank Of America N.A.

Canfield, OH
08/2026 → Present

Rockefeller Financial Llc

Poland, OH

Previous Registrations

2019-05-09 → 2026-08-10

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Canfield, OH

Boardman, OH

Other Businesses

I*414516For profit or not for profit: Entity For Profit Name of outside business organization: The Bees Trees Investment related: No Address of business: Boardman, Ohio, 44512Position, title, association: Owner Start date of relationship: 7/27/2011Number of hours devoted: 50 hours Yearly Number of hours devoted during trading hours: 0; Duties: Music Performance (Guitar playing & singing), Song-writing, Booking.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-05-08

S66 Uniform Combined State Law Examination

2019-05-08

View on SEC IAPD