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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2015-11-06 |
Branch Locations
1315 S Allen St Ste 305, State College, PA 16801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2015 | Present |
| Pennoni Associates, Inc. | State College | PA | 02/2006 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2015 | Present |
1) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES 2) SENIOR ENGINEER- PENNONI ASSOCIATES, STATE COLLEGE, PA, SINCE 2/2006. THIS ACTIVITY IS NOT INVESTMENT RELATED. DEVOTES 8 HR/WK - 8 HR/TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. 11/09/2015 4) ATHLON ADVISORS, 1315 S. Allen Street, Suite 305, State College PA, 12/2023, USING A TRADE NAME/DBA, NIR, 160 HR/MO - 130 HR TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-30 |
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