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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-01-07 |
| TX | RA | APPROVED | 2024-10-23 |
| CT | RA | APPROVED | 2024-08-05 |
| NV | RA | APPROVED | 2024-01-30 |
| NJ | RA | APPROVED | 2024-01-29 |
| NY | RA | APPROVED | 2024-01-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Livingston | NJ | 05/2016 | 06/2018 |
| Park Avenue Securities | Livingston | NJ | 05/2016 | 06/2018 |
| Guardian Life Insurance Company | Paramus | NJ | 06/2018 | Present |
| Park Avenue Securities | Paramus | NJ | 06/2018 | Present |
1. Insurance other than Guardian- sell products other than Guardian when appropriate, Start date: 02/17/2015, Address: 52 Forest Ave Paramus, NJ 07652, 2 bus hrs per month, Investment related, 2) The Law Office of Leo Matarazzo LLC -Preparation of Basic Estate Planning Documents, Start: 03/01/2015, Address: 221 Navajo Drive Wyckoff NJ 07481, 10 total hours per month; 0 during securities trading hours, Not investment related, Less than 10% annual compensation, 3. Consultant - Wiss & Company, LLP Create (conceptually) and/or review in detail estate/business succession plans,. Start: 03/31/2016, Address: 354 Eisenhower Parkway, Suite 1850 Livingston, NJ 07039, 15 bus hrs per month, Not investment related, 4) Threepoint Private Client Group, LLC-LLC for Guardian & PAS business to be used for marketing purposes, Start: 10/01/2022, Address: 52 Forest Avenue Paramus NJ 07652, 0 total hours per month Not investment related, No annual compensation, 5) L&J Planning Group, LLC-LLC for 1099 income, Start: 12/15/2023, Address: 221 Navajo Drive, Wyckoff NJ 07481, 0 total hours per month Not investment related, No annual compensation, 6) Vreeland Ventures LLC-sole purpose of this LLC is to co-invest in Citation Ceres Co-Invest LP, Start: 12/26/2023, Address: 651 North Broad St, Suite 201, Middletown, Delaware 19709, 0 total hours per month, Not investment related, No annual compensation, 7) WING INVESTORS, LLC-created for the sole purpose of investing in and becoming a stockholder of Netgain Solutions, Inc, Start: 01/28/2022, Address: N/A, 0 total hours per month, Investment related, No annual compensation, 8) NWA Investors, LLC-created for the sole purpose of investing in Arkansas Soccer Holdings, LLC, Start: 05/22/2023, Address: N/A, 0 total hours per month, Investment related, No annual compensation, 9) TaxaWyn Investments, LLC-sole purpose of investing in and becoming a stockholder of Aiwyn.ai, Start: 07/15/2024, Address: N/A, 0 total hours per month, Investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-01-18 |
| S63 | Uniform Securities Agent State Law Examination | 2017-06-23 |
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