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6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-12 |
| NY | RA | APPROVED | 2021-07-01 |
Branch Locations
2410 North Ocean Avenue, Suite 401, Farmingville, NY 11738 • United States
Oviedo, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gemini Fund Services Llc | Hauppauge | NY | 02/2015 | 02/2017 |
| Programs 4 All Kids | Wantagh | NY | 06/2013 | Present |
| Axa Advisors,Llc | New York | NY | 03/2017 | 06/2017 |
| Pruco Securities, Llc | Uniondale | NY | 08/2017 | 05/2020 |
| The Prudential Insurance Company Of America | Uniondale | NY | 08/2017 | 05/2020 |
| Planmember Securities Corporation | Carpinteria | CA | 05/2020 | Present |
| Mutual Inc. | Farmingville | NY | 05/2020 | Present |
| Thomas Desroches (Self Employed) | Seaford | NY | 01/2019 | Present |
| Stew Leonard's Grocery Store | Farmingdale | NY | 03/2020 | Present |
1) Mutual Inc / Daybright Financial - 2410 North Ocean Ave, Ste 401, Farmingville, NY 11738; Investment related; Securities & insurance sales & svcs; Financial Advisor; Start date 5/2020; 160 hrs/mnth & during trading. 2) Thomas Desroches (self employed)-864 Seamans Neck Road, Seaford, NY 11738; Investment related; Insurance (fixed, medicare) sales & svcs; Agent; Start date 1/2019; 20 hrs/mnth & during trading. 3) Stew Leonard's Grocery Store-261 Airport Plaza Blvd, Farmingdale, NY 11735; Noninvestment related; Grocery Store; Garden Assistant; Start date 3/2020; 15 hrs/mnth; 0 hr/mnth during trading. 4) Programs 4 All Kids-1871 Jones Ave N., Wantagh, NY 11793; Noninvestment related; Coaching sports in basketball & soccer; Coach; Start date 6/2013; 10 hrs/mnth & 0 hrs/mnth during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-17 |
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