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Current Employers
Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-12
NY RA APPROVED 2021-07-01
  • TX RA
    APPROVED_RES
    Since 2025-02-12
  • NY RA
    APPROVED
    Since 2021-07-01

Branch Locations

2410 North Ocean Avenue, Suite 401, Farmingville, NY 11738 • United States

Oviedo, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gemini Fund Services Llc Hauppauge NY 02/2015 02/2017
Programs 4 All Kids Wantagh NY 06/2013 Present
Axa Advisors,Llc New York NY 03/2017 06/2017
Pruco Securities, Llc Uniondale NY 08/2017 05/2020
The Prudential Insurance Company Of America Uniondale NY 08/2017 05/2020
Planmember Securities Corporation Carpinteria CA 05/2020 Present
Mutual Inc. Farmingville NY 05/2020 Present
Thomas Desroches (Self Employed) Seaford NY 01/2019 Present
Stew Leonard's Grocery Store Farmingdale NY 03/2020 Present
  • 02/2015 → 02/2017
    Gemini Fund Services Llc
    Hauppauge, NY
  • 06/2013 → Present
    Programs 4 All Kids
    Wantagh, NY
  • 03/2017 → 06/2017
    Axa Advisors,Llc
    New York, NY
  • 08/2017 → 05/2020
    Uniondale, NY
  • 08/2017 → 05/2020
    The Prudential Insurance Company Of America
    Uniondale, NY
  • 05/2020 → Present
    Carpinteria, CA
  • 05/2020 → Present
    Mutual Inc.
    Farmingville, NY
  • 01/2019 → Present
    Thomas Desroches (Self Employed)
    Seaford, NY
  • 03/2020 → Present
    Stew Leonard's Grocery Store
    Farmingdale, NY
Previous Registrations
Other Businesses

1) Mutual Inc / Daybright Financial - 2410 North Ocean Ave, Ste 401, Farmingville, NY 11738; Investment related; Securities & insurance sales & svcs; Financial Advisor; Start date 5/2020; 160 hrs/mnth & during trading. 2) Thomas Desroches (self employed)-864 Seamans Neck Road, Seaford, NY 11738; Investment related; Insurance (fixed, medicare) sales & svcs; Agent; Start date 1/2019; 20 hrs/mnth & during trading. 3) Stew Leonard's Grocery Store-261 Airport Plaza Blvd, Farmingdale, NY 11735; Noninvestment related; Grocery Store; Garden Assistant; Start date 3/2020; 15 hrs/mnth; 0 hr/mnth during trading. 4) Programs 4 All Kids-1871 Jones Ave N., Wantagh, NY 11793; Noninvestment related; Coaching sports in basketball & soccer; Coach; Start date 6/2013; 10 hrs/mnth & 0 hrs/mnth during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-17
  • S66 Uniform Combined State Law Examination
    2017-05-17
Other Names
  • Thomas Mitchell Desroches
  • Thomas Desroches
  • Tom Desroches

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