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Jose Manuel Garcia

Wells Fargo Clearing Services, LLC

Roseville, CA

Sacramento, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-02-25
  • CA RA
    APPROVED
    Since 2022-02-25

Branch Locations

1512 Eureka Rd 3Rd Fl [Ne-Rbo], Roseville, CA 95661 • United States

2598 Fair Oaks Blvd, Sacramento, CA 95825 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Sacramento CA 02/2015 01/2017
Wells Fargo Bank, Na Sacramento CA 12/2013 01/2017
Wells Fargo Clearing Services, Llc Sacramento CA 11/2016 01/2017
Compass Bank Stockton CA 01/2017 06/2017
Bbva Securities Inc. Stockton CA 01/2017 06/2017
Bbva Compass Insurance Agency, Inc. Stockton CA 03/2017 06/2017
New York Life Insurance Company Stockton CA 05/2017 11/2017
Nylife Securities Llc Stockton CA 06/2017 11/2017
Wells Fargo Bank Na Roseville CA 11/2017 05/2018
Wells Fargo Clearing Services Llc Roseville CA 01/2018 05/2018
Principal Life Insurance Company Elk Grove CA 05/2018 06/2021
Principal Securities Inc Elk Grove CA 05/2018 06/2021
Charles Schwab & Co., Inc. San Ramon CA 05/2021 02/2022
Charles Schwab Bank, Ssb San Ramon CA 05/2021 02/2022
Wells Fargo Clearing Services, Llc Sacramento CA 02/2022 Present
  • 02/2015 → 01/2017
    Wells Fargo Advisors, Llc
    Sacramento, CA
  • 12/2013 → 01/2017
    Wells Fargo Bank, Na
    Sacramento, CA
  • 11/2016 → 01/2017
    Wells Fargo Clearing Services, Llc
    Sacramento, CA
  • 01/2017 → 06/2017
    Compass Bank
    Stockton, CA
  • 01/2017 → 06/2017
    Bbva Securities Inc.
    Stockton, CA
  • 03/2017 → 06/2017
    Bbva Compass Insurance Agency, Inc.
    Stockton, CA
  • 05/2017 → 11/2017
    New York Life Insurance Company
    Stockton, CA
  • 06/2017 → 11/2017
    Nylife Securities Llc
    Stockton, CA
  • 11/2017 → 05/2018
    Wells Fargo Bank Na
    Roseville, CA
  • 01/2018 → 05/2018
    Wells Fargo Clearing Services Llc
    Roseville, CA
  • 05/2018 → 06/2021
    Principal Life Insurance Company
    Elk Grove, CA
  • 05/2018 → 06/2021
    Principal Securities Inc
    Elk Grove, CA
  • 05/2021 → 02/2022
    Charles Schwab & Co., Inc.
    San Ramon, CA
  • 05/2021 → 02/2022
    Charles Schwab Bank, Ssb
    San Ramon, CA
  • 02/2022 → Present
    Wells Fargo Clearing Services, Llc
    Sacramento, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-21
S63 Uniform Securities Agent State Law Examination 2015-04-07
  • S66 Uniform Combined State Law Examination
    2020-11-21
  • S63 Uniform Securities Agent State Law Examination
    2015-04-07
Other Names
  • Manny Garcia
  • Jose Manuel Manuel Garcia
  • Manuel Garcia

View on SEC IAPD

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Kristofer Louis Jones
DANIEL HAVEN FULLER
Zachary Ward Scholfield
JULIA RAMONA SHILES
EDWARD JOSEPH BUNTING
BRADLEY SCOTT SULLIVAN

Other Offices

DCA FAMILY OFFICE, LLC · ROSEVILLE, CA
DCA MANAGEMENT COMPANY, INC. · ROSEVILLE, CA
MUTUAL ADVISORS, LLC · Roseville, CA
DCA FAMILY OFFICE, LLC · Roseville, CA
COMMONWEALTH FINANCIAL NETWORK · Roseville, CA
EDWARD JONES · ROSEVILLE, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Roseville, CA
MERCER GLOBAL ADVISORS INC. · ROSEVILLE, CA

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