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John Henry O'BRien

J.P. Morgan Securities LLC

Philadelphia, PA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-30
PA RA APPROVED 2025-09-29
  • TX RA
    APPROVED_RES
    Since 2025-09-30
  • PA RA
    APPROVED
    Since 2025-09-29

Branch Locations

1650 Market St Floor 47, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Eaton Vance Distributors, Inc. Boston MA 03/2016 10/2017
Macquarie Asset Management Philadelphia PA 10/2017 09/2023
Sanford C Bernstein Philadelphia PA 09/2023 09/2025
J.P. Morgan Securities Llc Philadelphia PA 09/2025 Present
Jpmorgan Chase Bank, N.A. Philadelphia PA 09/2025 Present
  • 03/2016 → 10/2017
    Eaton Vance Distributors, Inc.
    Boston, MA
  • 10/2017 → 09/2023
    Macquarie Asset Management
    Philadelphia, PA
  • 09/2023 → 09/2025
    Sanford C Bernstein
    Philadelphia, PA
  • 09/2025 → Present
    J.P. Morgan Securities Llc
    Philadelphia, PA
  • 09/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Philadelphia, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-13
S63 Uniform Securities Agent State Law Examination 2016-02-12
  • S66 Uniform Combined State Law Examination
    2016-07-13
  • S63 Uniform Securities Agent State Law Examination
    2016-02-12
Other Names
  • Jake O'BRien
  • John Henry O'BRien
  • John Henry Obrien

View on SEC IAPD

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