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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-02
  • TX RA
    APPROVED
    Since 2022-12-02

Branch Locations

550 Reserve Street, Southlake, TX 76092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc North Richland Hills TX 02/2015 11/2016
Wells Fargo Bank, Na North Richland Hills TX 06/2007 12/2022
Wells Fargo Clearing Services, Llc North Richland Hills TX 11/2016 12/2022
Stifel, Nicolaus & Company Incorporated Fort Worth TX 12/2022 Present
Anthony Drive Baptist Church Ennis TX 10/2018 05/2022
Davis Blvd Baptist Church/Crossmark North Richland Hills TX 11/2013 10/2018
  • 02/2015 → 11/2016
    Wells Fargo Advisors, Llc
    North Richland Hills, TX
  • 06/2007 → 12/2022
    Wells Fargo Bank, Na
    North Richland Hills, TX
  • 11/2016 → 12/2022
    North Richland Hills, TX
  • 12/2022 → Present
    Fort Worth, TX
  • 10/2018 → 05/2022
    Anthony Drive Baptist Church
    Ennis, TX
  • 11/2013 → 10/2018
    Davis Blvd Baptist Church/Crossmark
    North Richland Hills, TX
Previous Registrations
  • 2017-05-17 → 2022-12-08
    Fort Worth, TX
    North Richland Hills, TX
    North Richland Hills, TX
    North Richland Hills, TX
    Fort Worth, TX
    Fort Worth, TX
    Bedford, TX
    Colleyville, TX
Other Businesses

1. Roadie with UPS; 3536 Piedmont Rd Northeast Atlanta, GA 30305; Package Delivery for businesses and pharmacies; Driver; Will be delivering packages for companies like home depot, CVS and warehouses. To residential areas; 07/09/2026; 8hrs/wk; Not during securities trading hours; Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-17
S63 Uniform Securities Agent State Law Examination 2015-06-09
  • S66 Uniform Combined State Law Examination
    2017-05-17
  • S63 Uniform Securities Agent State Law Examination
    2015-06-09
Other Names
  • Jacob Hyett

View on SEC IAPD

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