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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-12-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | North Richland Hills | TX | 02/2015 | 11/2016 |
| Wells Fargo Bank, Na | North Richland Hills | TX | 06/2007 | 12/2022 |
| Wells Fargo Clearing Services, Llc | North Richland Hills | TX | 11/2016 | 12/2022 |
| Stifel, Nicolaus & Company Incorporated | Fort Worth | TX | 12/2022 | Present |
| Anthony Drive Baptist Church | Ennis | TX | 10/2018 | 05/2022 |
| Davis Blvd Baptist Church/Crossmark | North Richland Hills | TX | 11/2013 | 10/2018 |
1. Roadie with UPS; 3536 Piedmont Rd Northeast Atlanta, GA 30305; Package Delivery for businesses and pharmacies; Driver; Will be delivering packages for companies like home depot, CVS and warehouses. To residential areas; 07/09/2026; 8hrs/wk; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-09 |
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