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Littlejohn Financial Services Inc CRD 155113
$171M regulatory AUM 8 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 West Harvard Avenue Suite 100, Roseburg, OR 97471 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2017-11-11 |
Branch Locations
2000 West Harvard Avenue Suite 100, Roseburg, OR 97471 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Country Capital Management Company | Bloomington | IL | 04/2016 | 08/2017 |
| Littlejohn Financial Services | Roseburg | OR | 10/2017 | Present |
Insurance Sales; same address; Non-Investment Related; Appx 10% of time during the month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 2015-05-02 |
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