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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-08-26 |
| TX | RA | APPROVED_RES | 2021-08-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Funds Distributor Llc | Boston | MA | 07/2016 | 01/2020 |
| Wells Fargo Funds Management, Llc | Boston | MA | 07/2016 | 01/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boston | MA | 07/2021 | Present |
| Kirkus Media Llc | New York City | NY | 04/2021 | 08/2021 |
| Short Path Distillery | Everett | MA | 04/2021 | 07/2021 |
| Unemployed | Chelsea | MA | 01/2020 | 04/2021 |
| Bank Of America, N.A. | Boston | MA | 09/2023 | Present |
| Bank Of America, N.A. | Boston | MA | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2015-04-07 |
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