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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-07-05
TX RA APPROVED_RES 2023-02-27
NY RA APPROVED 2021-06-14
  • NJ RA
    APPROVED
    Since 2024-07-05
  • TX RA
    APPROVED_RES
    Since 2023-02-27
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

Kinnelon , NJ • United States

565 Taxter Road Suite 625 6Th Floor, Elmsford, NY 10523 • United States

155 East 44Th St 12Th Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc New York NY 10/2014 03/2017
Mml Investors Services, Llc New York NY 03/2017 Present
Mass Mutual Life Insurance Co New York NY 07/2016 Present
  • 10/2014 → 03/2017
    Metlife Securities Inc
    New York, NY
  • 03/2017 → Present
    New York, NY
  • 07/2016 → Present
    Mass Mutual Life Insurance Co
    New York, NY
Other Businesses

1)Name: SONALIKA RAMNANI Inv rel: Y Add: 155 East 44th St 12th Floor New York, NY 10017 Nature: Outside Insurance Sales Position: Agent Start date: 03/06/2016 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: individual and group life, individual and group health, disability, LTC and fixed annuities.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-12-22
  • S63 Uniform Securities Agent State Law Examination
    2015-12-22
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant
Other Names
  • Sona Ramnani

View on SEC IAPD

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