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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-07-05 |
| TX | RA | APPROVED_RES | 2023-02-27 |
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
565 Taxter Road Suite 625 6Th Floor, Elmsford, NY 10523 • United States
155 East 44Th St 12Th Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | New York | NY | 10/2014 | 03/2017 |
| Mml Investors Services, Llc | New York | NY | 03/2017 | Present |
| Mass Mutual Life Insurance Co | New York | NY | 07/2016 | Present |
1)Name: SONALIKA RAMNANI Inv rel: Y Add: 155 East 44th St 12th Floor New York, NY 10017 Nature: Outside Insurance Sales Position: Agent Start date: 03/06/2016 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: individual and group life, individual and group health, disability, LTC and fixed annuities.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-12-22 |
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