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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-10-11
TX RA APPROVED_RES 2023-01-03
NJ RA APPROVED 2022-11-10
  • NY RA
    APPROVED
    Since 2023-10-11
  • TX RA
    APPROVED_RES
    Since 2023-01-03
  • NJ RA
    APPROVED
    Since 2022-11-10

Branch Locations

New York, NY • United States

61 South Paramus Road Suite 360, Paramus, NJ 07652 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 10/2016 11/2022
Wells Fargo Advisors Short Hills NJ 02/2014 10/2016
Raymond James & Associates, Inc. Paramus NJ 11/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-03
  • S66 Uniform Combined State Law Examination
    2020-10-03

View on SEC IAPD

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