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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-12-16
MD RA APPROVED 2019-08-06
NE RA APPROVED 2017-05-23
  • TX RA
    APPROVED_RES
    Since 2024-12-16
  • MD RA
    APPROVED
    Since 2019-08-06
  • NE RA
    APPROVED
    Since 2017-05-23

Branch Locations

13920 Georgia Ave, Silver Spring, MD 20906 • United States

502 Hungerford Dr, Rockville, MD 20850 • United States

2800 University Blvd W Ste A, Wheaton, MD 20902 • United States

8830 Stanford Blvd 3Rd Fl [M3-Rbo], Columbia, MD 21045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Omaha NE 09/2013 Present
Wells Fargo Advisors. Llc Omaha NE 10/2015 11/2016
Wells Fargo Clearing Services, Llc Omaha NE 11/2016 Present
  • 09/2013 → Present
    Wells Fargo Bank, Na
    Omaha, NE
  • 10/2015 → 11/2016
    Wells Fargo Advisors. Llc
    Omaha, NE
  • 11/2016 → Present
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-22
S63 Uniform Securities Agent State Law Examination 2015-09-16
  • S66 Uniform Combined State Law Examination
    2017-05-22
  • S63 Uniform Securities Agent State Law Examination
    2015-09-16

View on SEC IAPD

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