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1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2016-08-01 |
Branch Locations
3530 Stewart Avenue, Wausau, WI 54401 • United States
1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | Weston | WI | 07/2016 | Present |
| Focus Financial | Weston | WI | 07/2016 | Present |
1. FOCUS FINANCIAL NETWORK INC. POSITION: Financial Advisor NATURE: Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/22/2016 ADDRESS: 3530 Stewart Ave., Wausau WI 54401, United States DESCRIPTION: Meet with Cleints to discuss personal financial situations. Annual review with cleints regarding assets and financial planning recommendations and on going support. 2. FOCUS FINANCIAL NETWORK INC. POSITION: Insurance Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 07/22/2016 ADDRESS: 3530 Stewart Ave., Wausau WI 54401, United States DESCRIPTION: Sales of Life Insurance and Disability Insurance products. 3. FFREG LLC POSITION: Member NATURE: Partnership LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/06/2021 ADDRESS: 3530 Stewart Ave, Wausau WI 54401, United States DESCRIPTION: This partnership will own building that houses our financial planning practice. Duties will be managing this property 4. TPG LLC POSITION: member NATURE: Partnership LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/04/2021 ADDRESS: 3530 Stewart Ave, Wausau WI 54401, United States DESCRIPTION: This partnership will own part of a building for my financial planning practice. Duties will be to help in the managing of the property. 5. FFG LLC POSITION: Member NATURE: Partnership LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/01/2019 ADDRESS: 3530 Stewart Ave., Wausau WI 54401, United States DESCRIPTION: Reconciling bank account, calculating expense and rent allocation 6. NATE PIEL-OUTSIDE INSURANCE SALES POSITION: Insurance Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 11/01/2025 ADDRESS: 3530 Stewart Ave., Wausau WI 54401, United States DESCRIPTION: Sales and Service of Life, Disability, Health, LTC Insurance, non-registered annuity products
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-23 |
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