Nathan Michael Piel

Employer firm

Focus Financial CRD 116140

$6.82B regulatory AUM 105 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → Present
  Osaic Wealth, Inc.
  Weston, WI
• 07/2016 → Present
  Focus Financial
  Weston, WI

Previous Registrations

• 2015-07-30 → 2016-07-20
  Securian Financial Services, Inc.
  St. Paul, MN
• 2015-07-30 → 2016-07-20
  Cri Securities, Llc
  St. Paul, MN

Other Businesses

1. FOCUS FINANCIAL NETWORK INC. POSITION: Financial Advisor NATURE: Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/22/2016 ADDRESS: 3530 Stewart Ave., Wausau WI 54401, United States DESCRIPTION: Meet with Cleints to discuss personal financial situations. Annual review with cleints regarding assets and financial planning recommendations and on going support. 2. FOCUS FINANCIAL NETWORK INC. POSITION: Insurance Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 07/22/2016 ADDRESS: 3530 Stewart Ave., Wausau WI 54401, United States DESCRIPTION: Sales of Life Insurance and Disability Insurance products. 3. FFREG LLC POSITION: Member NATURE: Partnership LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/06/2021 ADDRESS: 3530 Stewart Ave, Wausau WI 54401, United States DESCRIPTION: This partnership will own building that houses our financial planning practice. Duties will be managing this property 4. TPG LLC POSITION: member NATURE: Partnership LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/04/2021 ADDRESS: 3530 Stewart Ave, Wausau WI 54401, United States DESCRIPTION: This partnership will own part of a building for my financial planning practice. Duties will be to help in the managing of the property. 5. FFG LLC POSITION: Member NATURE: Partnership LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/01/2019 ADDRESS: 3530 Stewart Ave., Wausau WI 54401, United States DESCRIPTION: Reconciling bank account, calculating expense and rent allocation 6. NATE PIEL-OUTSIDE INSURANCE SALES POSITION: Insurance Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 11/01/2025 ADDRESS: 3530 Stewart Ave., Wausau WI 54401, United States DESCRIPTION: Sales and Service of Life, Disability, Health, LTC Insurance, non-registered annuity products

Exams

• S66 Uniform Combined State Law Examination
  2015-07-23