William H Yeung

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 10/2020
  Massachusetts Mutual Life Insurance Company
  Brooklyn, NY
• 03/2017 → 10/2020
  Mml Investors Services, Llc
  Brooklyn, NY
• 10/2020 → 04/2024
  Park Avenue Securities, Llc
  Flushing, NY
• 10/2020 → 04/2024
  Guardian Life Insurance Company
  Flushing, NY
• 05/2024 → Present
  Mml Investors Services, Llc
  Brooklyn, NY
• 04/2024 → Present
  Massmutual Life Insurance Company
  Brooklyn, NY

Previous Registrations

• 2021-04-16 → 2024-04-18
  Park Avenue Securities Llc
  Flushing, NY

Other Businesses

(1) NAME: WILLIAM YEUNG INV REL: Y ADD: 1806 BAY RIDGE AVE. BROOKLYN, NY 11204 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 06/16/2015 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 2, DUTIES: LIFE, DISABILITY, FIXED ANNUITIES, AND HEALTH (2) NAME: WILLIAM YEUNG INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: TRUSTEE POSITION: TRUSTEE START DATE: 07/01/2021 NO HRS/MO: 1 NO/HRS MO DUR TRADING: 1 DESCRIBE DUTIES: REVIEW, MAINTAIN EXPENSES FOR PARENT'S PROPERTY.

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-10-15
• S63 Uniform Securities Agent State Law Examination
  2015-04-25

Other Names

• William Yeung