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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-01-06
  • PA RA
    APPROVED
    Since 2023-01-06

Branch Locations

1029 Washington Pike, Bridgeville, PA 15017 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial East Mckeesport PA 04/2015 09/2016
First Niagara Bank Mckeesport PA 04/2015 09/2016
Key Investment Services Llc Houston PA 09/2016 03/2017
Keybank Pepper Pike OH 09/2016 03/2017
Key Investment Services, Llc Pepper Pike OH 03/2017 02/2018
Keybank Houston PA 03/2017 12/2022
Key Investment Services, Llc Pepper Pike OH 02/2018 12/2022
Cetera Investment Services Llc St Cloud MN 01/2023 Present
Cetera Investment Advisers Llc Bridgeville PA 01/2023 Present
First National Bank Of Pa Bridgeville PA 01/2023 Present
  • 04/2015 → 09/2016
    Lpl Financial
    East Mckeesport, PA
  • 04/2015 → 09/2016
    First Niagara Bank
    Mckeesport, PA
  • 09/2016 → 03/2017
    Houston, PA
  • 09/2016 → 03/2017
    Keybank
    Pepper Pike, OH
  • 03/2017 → 02/2018
    Pepper Pike, OH
  • 03/2017 → 12/2022
    Keybank
    Houston, PA
  • 02/2018 → 12/2022
    Pepper Pike, OH
  • 01/2023 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 01/2023 → Present
    Bridgeville, PA
  • 01/2023 → Present
    First National Bank Of Pa
    Bridgeville, PA
Previous Registrations
Other Businesses

OWNER OF TIGER CARDS; BUY AND SELL SPORTS CARDS AND MEMORABILIA THROUGH FACEBOOK AND EBAY; 3-5 HRS/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-16
S63 Uniform Securities Agent State Law Examination 2015-08-04
  • S66 Uniform Combined State Law Examination
    2018-02-16
  • S63 Uniform Securities Agent State Law Examination
    2015-08-04

View on SEC IAPD

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