Michael Joseph Dunham

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → 08/2018
  Fidelity Brokerage Services, Llc
  Westlake, TX
• 07/2018 → 08/2018
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 08/2018 → 12/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX
• 09/2018 → 12/2020
  Bank Of America, N.A.
  Dallas, TX
• 12/2020 → Present
  Raymond James Financial Services Inc.
  Dallas, TX
• 12/2020 → Present
  Raymond James Financial Services Advisors
  Dallas, TX
• 12/2020 → 03/2023
  Concurrent Advisors
  St. Petersburg, FL
• 12/2020 → 03/2023
  Wealth Partners Alliance
  Dallas, TX

Previous Registrations

• 2018-09-14 → 2020-12-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX
• 2018-07-13 → 2018-09-06
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2017-01-17 → 2018-07-13
  Strategic Advisers Llc
  Westlake, TX

Other Businesses

(1)Name of Business: Fontana Financial Planning Address: 12240 Inwood Rd Ste 200, Dallas, TX, 75244, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 12/04/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams

• S66 Uniform Combined State Law Examination
  2017-01-09
• S63 Uniform Securities Agent State Law Examination
  2015-03-30

Other Names

• Michael Joseph Dunham
• Michael Joseph Dunham
• Michael J Dunham
• Michael Dunham