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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-09
NC RA APPROVED 2020-01-09
  • TX RA
    APPROVED_RES
    Since 2026-07-09
  • NC RA
    APPROVED
    Since 2020-01-09

Branch Locations

103 E. Center Street, Lexington, NC 27292 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Grimes Financial Services, Inc. Lexington NC 01/2015 Present
Cambridge Investment Research, Inc. Fairfield IA 02/2015 07/2019
University Of North Carolina Of Charlotte Charlotte NC 08/2015 05/2017
Cambridge Investment Research, Inc. Fairfield IA 07/2019 Present
University Of North Carolina At Greensboro Greensboro NC 08/2017 05/2019
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2020 Present
  • 01/2015 → Present
    Grimes Financial Services, Inc.
    Lexington, NC
  • 02/2015 → 07/2019
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 08/2015 → 05/2017
    University Of North Carolina Of Charlotte
    Charlotte, NC
  • 07/2019 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 08/2017 → 05/2019
    University Of North Carolina At Greensboro
    Greensboro, NC
  • 01/2020 → Present
    Fairfield, IA
Other Businesses

1) GRIMES FINANCIAL SERVICES, INC, 103 E. Center St, Lexington NC 27292, 03/2018, Agent, Insurance/Benefits/Human Resources, INV REL, 5 HR/MO, 1 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF A RIA. INV REL, 20 HR/WK 20 HR/WK TRADING, 01/2020 3) BECK FAMILY PROPERTIES, LLC, 2953 NC Hwy 47, Lexington NC 27292, 03/15/2024, Owner, Real Estate, NIR, 0 HR/MO, 0 HR/MO TRADING 4) PILOT CONSTRUCTION, 4021 FULLER MILL ROAD NORTH THOMASVILLE NC, 12/2021, NIR, MANAGER, MANGERIAL DUTIES INCLUDING CHECK DEPOSITS, 60 HR/MO 15 HR/MO TRADING 5) KAMP KIWANIS CHILDREN'S FOUNDATION, NC 27292, 06/2022, BOARD MEMBER, FINANCE COMMITTEE, INV REL, 1 HR/MO 0 HR/MO TRADING 6) PERSONAL RENTAL, 2953 NC HWY 47 LEXINGTON NC 27292, 03/2024, OWNER, REAL ESTATE, NIR, 0 HR/MO 0 HR/MO TRADING 7) LEXINGTON KIWANIS CLUB, NC 27292, 06/01/2026, President, Volunteer, NIR, 0 HR/MO - 0 HR/MO TRADING 8) GRIMES FINANCIAL SERVICES, INC., 103 E. Center St., Lexington NC 27292, 07/2026, Agent, Technology Services, NIR, 1 HR/MO, 1 HR/MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-12-30
S65 Uniform Investment Adviser Law Examination 2019-11-27
  • S63 Uniform Securities Agent State Law Examination
    2019-12-30
  • S65 Uniform Investment Adviser Law Examination
    2019-11-27

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