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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-09 |
| NC | RA | APPROVED | 2020-01-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Grimes Financial Services, Inc. | Lexington | NC | 01/2015 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2015 | 07/2019 |
| University Of North Carolina Of Charlotte | Charlotte | NC | 08/2015 | 05/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2019 | Present |
| University Of North Carolina At Greensboro | Greensboro | NC | 08/2017 | 05/2019 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2020 | Present |
1) GRIMES FINANCIAL SERVICES, INC, 103 E. Center St, Lexington NC 27292, 03/2018, Agent, Insurance/Benefits/Human Resources, INV REL, 5 HR/MO, 1 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF A RIA. INV REL, 20 HR/WK 20 HR/WK TRADING, 01/2020 3) BECK FAMILY PROPERTIES, LLC, 2953 NC Hwy 47, Lexington NC 27292, 03/15/2024, Owner, Real Estate, NIR, 0 HR/MO, 0 HR/MO TRADING 4) PILOT CONSTRUCTION, 4021 FULLER MILL ROAD NORTH THOMASVILLE NC, 12/2021, NIR, MANAGER, MANGERIAL DUTIES INCLUDING CHECK DEPOSITS, 60 HR/MO 15 HR/MO TRADING 5) KAMP KIWANIS CHILDREN'S FOUNDATION, NC 27292, 06/2022, BOARD MEMBER, FINANCE COMMITTEE, INV REL, 1 HR/MO 0 HR/MO TRADING 6) PERSONAL RENTAL, 2953 NC HWY 47 LEXINGTON NC 27292, 03/2024, OWNER, REAL ESTATE, NIR, 0 HR/MO 0 HR/MO TRADING 7) LEXINGTON KIWANIS CLUB, NC 27292, 06/01/2026, President, Volunteer, NIR, 0 HR/MO - 0 HR/MO TRADING 8) GRIMES FINANCIAL SERVICES, INC., 103 E. Center St., Lexington NC 27292, 07/2026, Agent, Technology Services, NIR, 1 HR/MO, 1 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-12-30 |
| S65 | Uniform Investment Adviser Law Examination | 2019-11-27 |
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