Roger J Klauer

800 West Main Street Suite 1150, Boise, ID 83702 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-05-18

Branch Locations

Winter Park, FL • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Morgan Stanley Smith Barney	Troy	MI	09/2012	03/2017
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	03/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Bloomfield Hills	MI	03/2017	07/2018
Bank Of America, N.A	Bloomfield Hills	MI	04/2017	07/2018
Boldrose Capital	Greenwich	CT	07/2018	05/2021
Grey Street Capital	Winter Park	FL	06/2021	Present

09/2012 → 03/2017

Morgan Stanley Smith Barney

Troy, MI
01/2015 → 03/2017

Morgan Stanley Private Bank, National Association

New York, NY
03/2017 → 07/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bloomfield Hills, MI
04/2017 → 07/2018

Bank Of America, N.A

Bloomfield Hills, MI
07/2018 → 05/2021

Boldrose Capital

Greenwich, CT
06/2021 → Present

Grey Street Capital

Winter Park, FL

2021-09-05 → 2024-04-23

Grey Street Capital, Llc

Chicago, IL

Winter Park, FL
2017-03-03 → 2018-07-09

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bloomfield Hills, MI
2012-11-27 → 2017-03-07

Morgan Stanley

Troy, MI

KS Partners, LLC; Start Date: 10/2020; 5 hrs/month (5 hrs/month during trading hours); Bloomfield Hills, MI; Partner; consulting services.

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-08-11
S66	Uniform Combined State Law Examination	2012-11-21

Other Firms